0000950172-05-000608.txt : 20120629 0000950172-05-000608.hdr.sgml : 20120629 20050225173604 ACCESSION NUMBER: 0000950172-05-000608 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050228 DATE AS OF CHANGE: 20050225 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TREASURE ISLAND ROYALTY TRUST CENTRAL INDEX KEY: 0001175872 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 026148888 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78958 FILM NUMBER: 05642614 BUSINESS ADDRESS: STREET 1: WACHOVIA BANK, N.A., AS TRUSTEE OF TRUST STREET 2: 5847 SAN FELIPE, SUITE 1050 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-278-4320 MAIL ADDRESS: STREET 1: 363 NORTH SAM HOUSTON PARKWAY EAST STREET 2: SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77060 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCKENZIE RICHARD C JR CENTRAL INDEX KEY: 0001004823 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 114 JOHN STREET STREET 2: NONE CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: (203) 861-7525 MAIL ADDRESS: STREET 1: 114 JOHN STREET CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D/A 1 ny500389.txt AMENDMENT NO. 3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------- SCHEDULE 13D Amendment No. 3 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Treasure Island Royalty Trust ----------------------------------------------------------------------------- (Name of Issuer) Trust Units ----------------------------------------------------------------------------- (Title of Class of Securities) 894626209 ----------------------------------------------------------------------------- (CUSIP Number) Kathryn H. Smith, 114 John St. Greenwich, CT 06831 (203) 861-7525 ----------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 4, 2005 ----------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 2 Pages) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 894626209 13D Page 2 of 2 Pages ________________________________________________________________________________ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Richard C. McKenzie, Jr. ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* OO ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 16,391,461 SHARES ________________________________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 19,300 ________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 16,391,461 ________________________________________________ PERSON WITH 10 SHARED DISPOSITIVE POWER WITH 19,300 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,410,761 _______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 38.57% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ This Amendment No.3 amends and supplements the Schedule 13D filed on November 26, 2004, as amended on June 26, 2003 and January 23, 2004, with respect to the trust units (the "Units") of Treasure Island Royalty Trust (the "Trust"). The item numbers and responses thereto below are in accordance with the requirements of Schedule 13D. Item 5. Interest in Securities of the Issuer. (a) Item 5a of the 13D is hereby amended and restated in its entirety as follows: "As of February 17, 2005, Mr. McKenzie beneficially owned 16,410,761 Units. These Units are comprised of (i) 10,267,430 Units held in Mr. McKenzie's retirement accounts, through two custodians, (ii) 6,124,031 Units held by Mr. McKenzie as trustee for the 1997 Trust, of which Mr. McKenzie is also a beneficiary, and (iii) 19,300 Units directly held by Mr. McKenzie and his wife, Margaret Byrne McKenzie, as co-trustees of the 2001 Trust." (b) Item 5b of the 13D is hereby amended and restated in its entirety as follows: "Mr. McKenzie has the sole power to vote and dispose of the 16,391,461 Units held in his individual retirement accounts and the 1997 Trust. Mr. McKenzie and his wife, Margaret Byrne McKenzie, are co-trustees of the 2001 Trust, and they share power to vote and dispose of the 19,300 Units held by such trust." (c) Item 5c of the 13D is hereby amended and restated in its entirety as follows: "Attached hereto as Exhibit 1 is a schedule of sales by the reporting person within the past 60 days, which is incorporated herein by reference." SIGNATURE After reasonable inquiry and to the best of his or her knowledge and belief, the person below certifies that the information set forth in this statement is true, complete and correct. Dated: February 25, 2005 Richard C. McKenzie, Jr. By: /s/ Kathryn H. Smith ------------------------ Attorney Exhibit 1 Schedule of Sales of Units The following table sets forth all sales of Units by the reporting person within 60 days of February 17, 2005. All sales occurred on the open market. Richard C. McKenzie IRA Date Number of Units Sold Price 12/27/2004 21,965 $0.7000 12/28/2004 7,500 $0.7000 12/31/2004 8,500 $0.7000 1/7/2005 18,900 $0.7000 1/10/2005 50,500 $0.7099 1/11/2005 34,500 $0.7709 1/11/2005 10,000 $0.8100 1/13/2005 2,500 $0.8000 1/14/2005 38,200 $0.8000 1/18/2005 25,000 $0.8000 1/24/2005 2,500 $0.8000 2/4/2005 2,500 $0.8000 2/9/2005 12,500 $0.8000 2/15/2005 10,000 $0.9000 2/16/2005 50,000 $0.9000 2/17/2005 49,435 $1.0374