0000950172-05-000608.txt : 20120629
0000950172-05-000608.hdr.sgml : 20120629
20050225173604
ACCESSION NUMBER: 0000950172-05-000608
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050228
DATE AS OF CHANGE: 20050225
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: TREASURE ISLAND ROYALTY TRUST
CENTRAL INDEX KEY: 0001175872
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 026148888
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-78958
FILM NUMBER: 05642614
BUSINESS ADDRESS:
STREET 1: WACHOVIA BANK, N.A., AS TRUSTEE OF TRUST
STREET 2: 5847 SAN FELIPE, SUITE 1050
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 713-278-4320
MAIL ADDRESS:
STREET 1: 363 NORTH SAM HOUSTON PARKWAY EAST
STREET 2: SUITE 2020
CITY: HOUSTON
STATE: TX
ZIP: 77060
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: MCKENZIE RICHARD C JR
CENTRAL INDEX KEY: 0001004823
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 114 JOHN STREET
STREET 2: NONE
CITY: GREENWICH
STATE: CT
ZIP: 06831
BUSINESS PHONE: (203) 861-7525
MAIL ADDRESS:
STREET 1: 114 JOHN STREET
CITY: GREENWICH
STATE: CT
ZIP: 06831
SC 13D/A
1
ny500389.txt
AMENDMENT NO. 3
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
-----------
SCHEDULE 13D
Amendment No. 3
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
Treasure Island Royalty Trust
-----------------------------------------------------------------------------
(Name of Issuer)
Trust Units
-----------------------------------------------------------------------------
(Title of Class of Securities)
894626209
-----------------------------------------------------------------------------
(CUSIP Number)
Kathryn H. Smith, 114 John St. Greenwich, CT 06831 (203) 861-7525
-----------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 4, 2005
-----------------------------------------------------------------------------
(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box [_].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7 for other
parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 2 Pages)
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 894626209 13D Page 2 of 2 Pages
________________________________________________________________________________
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Richard C. McKenzie, Jr.
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
OO
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF 16,391,461
SHARES ________________________________________________
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 19,300
________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 16,391,461
________________________________________________
PERSON WITH 10 SHARED DISPOSITIVE POWER
WITH 19,300
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,410,761
_______________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
38.57%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
This Amendment No.3 amends and supplements the Schedule 13D filed on
November 26, 2004, as amended on June 26, 2003 and January 23, 2004, with
respect to the trust units (the "Units") of Treasure Island Royalty Trust (the
"Trust"). The item numbers and responses thereto below are in accordance with
the requirements of Schedule 13D.
Item 5. Interest in Securities of the Issuer.
(a) Item 5a of the 13D is hereby amended and restated in its entirety
as follows:
"As of February 17, 2005, Mr. McKenzie beneficially owned 16,410,761
Units. These Units are comprised of (i) 10,267,430 Units held in Mr. McKenzie's
retirement accounts, through two custodians, (ii) 6,124,031 Units held by Mr.
McKenzie as trustee for the 1997 Trust, of which Mr. McKenzie is also a
beneficiary, and (iii) 19,300 Units directly held by Mr. McKenzie and his wife,
Margaret Byrne McKenzie, as co-trustees of the 2001 Trust."
(b) Item 5b of the 13D is hereby amended and restated in its entirety
as follows:
"Mr. McKenzie has the sole power to vote and dispose of the 16,391,461
Units held in his individual retirement accounts and the 1997 Trust. Mr.
McKenzie and his wife, Margaret Byrne McKenzie, are co-trustees of the 2001
Trust, and they share power to vote and dispose of the 19,300 Units held by
such trust."
(c) Item 5c of the 13D is hereby amended and restated in its entirety
as follows:
"Attached hereto as Exhibit 1 is a schedule of sales by the reporting
person within the past 60 days, which is incorporated herein by reference."
SIGNATURE
After reasonable inquiry and to the best of his or her knowledge and
belief, the person below certifies that the information set forth in this
statement is true, complete and correct.
Dated: February 25, 2005
Richard C. McKenzie, Jr.
By:
/s/ Kathryn H. Smith
------------------------
Attorney
Exhibit 1
Schedule of Sales of Units
The following table sets forth all sales of Units by the reporting person
within 60 days of February 17, 2005. All sales occurred on the open market.
Richard C. McKenzie
IRA
Date Number of Units Sold Price
12/27/2004 21,965 $0.7000
12/28/2004 7,500 $0.7000
12/31/2004 8,500 $0.7000
1/7/2005 18,900 $0.7000
1/10/2005 50,500 $0.7099
1/11/2005 34,500 $0.7709
1/11/2005 10,000 $0.8100
1/13/2005 2,500 $0.8000
1/14/2005 38,200 $0.8000
1/18/2005 25,000 $0.8000
1/24/2005 2,500 $0.8000
2/4/2005 2,500 $0.8000
2/9/2005 12,500 $0.8000
2/15/2005 10,000 $0.9000
2/16/2005 50,000 $0.9000
2/17/2005 49,435 $1.0374